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Private Letter Rulings [PLRs] of Interest


The following PLRs can be referenced by searching for the number at Legalbitstream

  • 201510060 - Extra payment due to financial institution error won't trigger a SEPP IRA modification penalty
  • 201120011 - No COLA increases in a SEPP Plan under 72(t) or 72(q)
  • 201051025 - Switch from annual to monthly distributions OK and administrative error distribution makeup
  • 200925044 - Partial Transfer of SEPP treated as Distribution subject to 10% Penalty
  • 200720023 - Partial Transfer of SEPP treated as Distribution subject to 10% Penalty
  • 200616046 - Distribution Error Correction
  • 200616045 - 72(t) Annual Recalculation
  • 200601044 - Error in Distribution and Makeup
  • 200551033 - 72(t) Annual Recalculation
  • 200551032 - 72(t) Annual Recalculation
  • 200550039 - Defined Benefit Plans with Lump Sum and Periodic Distributions
  • 200544023 - 72(t) Annual Recalculation
  • 200532062 - 72(t) Annual Recalculation
  • 200503036 - Makeup Distribution and Good Documentation
  • 200437038 - Ceiling on 72(t) Interest Rates
  • 200442033 - Waiver of 60 Days to Comply with 2002-62
  • 200432021 - 72(t) Annual Recalculation
  • 200432024 - 72(t) Annual Recalculation
  • 200432023 - 72(t) Annual Recalculation
  • 200419031 - Switch to MD and roll excess distribution back to IRA within 60 days
  • 200313016 - Non-Qualified Tax-Deferred Annuities - 72(q) adopts 2002-62 – Beneficiary Distributions
  • 199909059 - Taxpayer terminates an existing SEPP, pays the 10% penalties and interest and starts a new SEPP with anual recalculation.


Bill Stecker has posted a new article titled Post January 1, 2003 Rulings. In his article Bill provides a summary and some thoughts of each PLR. Start by reading Bill's summary and then use the link above to read the actual PLR.